This article was posted at Wired.com's Threat Level Blog and is reposted here with permission of the author.
A month of primary recounts in the election battleground of Palm
Beach County, Florida, has twice flipped the winner in a local judicial
race and revealed grave problems in the county's election
infrastructure, including thousands of misplaced ballots and vote
tabulation machines that are literally unable to produce the same
results twice.
Experts say the brew of administrative bungling and mysterious
technological failures raises new and troubling questions about the
county that played a crucial role in the 2000 presidential election
debacle, and is one of a handful of counties considered pivotal in the
upcoming presidential election. Voting advocates are fearful that
problems here -- and perhaps in other election hot spots -- could
trigger a replay of the disputed 2000 election.
"It doesn't get any more swing than that swing state," said Pamela Smith, president of election-integrity group Verified Voting,
"and that's a major county. This is going to be a very high-turnout
election. In any election you should be able to have justifiable
confidence in the outcome. If you're having different results every
time you count the ballots, that's not going to create confidence."
At issue is an Aug. 26 primary election in which officials discovered, during a recount of a close judicial race, that more than 3,400 ballots had mysteriously disappeared
after they were initially counted on election day. The recount a week
later, minus the missing ballots, flipped the results of the race to a
different winner.
The county eventually found the missing ballots after a prolonged
hunt. But it also turned up an additional 200 or so ballots that
officials never knew were missing and that were never counted in the
original tabulation of the race. A recently completed recount -- with
all of the ballots -- has restored victory to the original winner. But
the month-long saga has left voters and state officials exasperated and
distrustful of the ability of county officials to run a competent
general election in November. More important, it's also uncovered
perplexing problems in some of the county's high-speed optical-scan
tabulation machines, made by Sequoia Voting Systems. The machines
flunked reliability tests prompted by the recount -- producing
different results for the same batch of ballots.
The probe began after Florida's August primary, which involved a
variety of local races in different districts. In Palm Beach County,
the one-page ballot included a race for a Circuit Court judge seat,
which resulted in attorney William Abramson beating incumbent Judge
Richard Wennet by just 17 votes.
Florida election law requires a recount
when a margin of victory is one-half of 1 percent or less. But when
officials conducted the recount a week after the primary, they
discovered they had 3,478 fewer ballots than when they'd counted them
on election day. Undeterred, they proceeded with the recount, which
resulted in Abramson losing to Wennet this time, by 60 votes.
The county planned to certify the recount results, despite the absence
of nearly 3,500 ballots and protests from Abramson, until state
election officials stepped in and said they would not accept the
results in that race until the county found the missing ballots.
A hunt for the ballots ensued, and was so successful that officials
found an additional 227 ballots that were never counted on election
day. All of the ballots were discovered in boxes in the county's
tabulation center. Officials blamed the overlooked ballots on the
disorderly way in which the recount was conducted, and the high number
of ballots cast in the election.
On that last point, it's worth noting that about 100,000 primary
ballots were cast in the county. The county is expecting more than
half-a-million ballots to be cast Nov. 4. The ballot in November will
also be two pages long, as opposed to the one-page ballot used in the
primary, increasing concerns that the county could become ground zero
for an election meltdown in the presidential race.
After the missing and new ballots were discovered, a court ordered a
second machine recount of the judicial race. The second recount
confirmed the initial election results, that Abramson was the winner.
But this time his margin of victory was 115 votes, up from the 17 votes
by which he'd originally beaten Wennet.
But even that wasn't the final score.
As mentioned above, Florida law requires a recount if the margin of
victory in an election is one-half of 1 percent or less. That recount
is only a machine recount, not a manual recount. However, if that
recount results in a margin of victory that is one-quarter of 1 percent
or less, then county officials must manually examine ballots that were spit out by the recount machines as being unreadable for having an undervote or overvote
in the disputed race. They do this to determine if the machine missed
legitimate votes that were marked correctly or if the voter's intent
was clear enough that the ballot should be counted anyway even though
the voter failed to mark the ballot correctly (for example, if a voter
failed to follow directions on the ballot and circled a candidate's
name instead of filling in a space next to the candidate's name as the
ballot instructed).
So Palm Beach County proceeded to do a manual examination of some
12,000 ballots that the optical-scan machines had rejected. Officials
found legitimate votes that were marked clearly and correctly and
should have been read by the machines. They also found other ballots
that were not marked correctly and therefore couldn't be read by the
machines, but still indicated a clear choice by the voter.
In the wake of that count, Abramson was still the winner, but now his
margin of victory had gone down from 115 votes to 58 votes. Then a new
surprise emerged.
Election officials discovered that an additional 159 ballots from 54 precincts may have had valid votes on them that never made it into the tabulation.
They determined this by looking at reports that each voting precinct
produced on election day. Those reports indicated the number of ballots
that the precinct-based optical-scan machines had flagged for
undervotes or overvotes. Officials discovered that the numbers of
undervotes and overvotes didn't add up to the total numbers that county
election officials had calculated after the ballots were run through
the county-based high-speed optical-scan machines.
This raised questions about whether optical-scan machines were
erroneously rejecting legitimate votes as undervotes, or whether
election officials had simply misrecorded the numbers or mistakenly
placed legitimate ballots into piles of undervote ballots.
So county officials decided to ask a judge to let them conduct a third
machine recount of some 3,000 ballots to see if they could find the
mysterious 159 ballots that were throwing off the numbers. Additional
legitimate votes were found in this round; at the end, Abramson was
still the winner, but his margin of victory was now 61 votes, nearly
the identical margin by which Wennet had won in the first recount.
"I'm overwhelmed," Abramson told the South Florida Sun-Sentinel. "This is why we're the greatest country.... We were faced with adversity and we all rose to the challenge."
Wennet had a different view.
He said Florida law allowed for only one recount and that the
additional recounts were invalid. He asked a court to throw out any
results after the initial recount that had him winning by 60 votes,
even though that initial recount was conducted without some 3,500
missing ballots.
Barring that, Wennet asked for a do-over election on Nov. 4.
As part of his complaint, Wennet cited the unreliability of the
optical-scan machines that counted the ballots. He asked the court to
order a test of the high-speed optical-scan machines that were used for
the recount.
Palm Beach County was using new optical-scan machines that it recently
purchased from Sequoia Voting Systems for $5.5 million. The machines
replaced paperless touchscreen machines that the county had purchased
in 2002, which were bought to replace punch card machines that were
involved in the 2000 election debacle. Florida outlawed paperless
voting machines last year, leaving Palm Beach and 14 other Florida
counties to change their voting systems for the second time in eight
years. (All Florida voting machines, including touchscreen machines,
must now produce a paper trail). The county used one model of Sequoia's
scanners at precincts on election day, but used different high-speed
scanners in the election office headquarters to conduct the recount.
So on Wednesday last week, the county conducted a test on a random sampling of its eight high-speed machines.
It scanned about 262 ballots that had previously been rejected by
machines for having undervotes or overvotes, and that had then been
examined by hand to determine if the machine's reading of the ballots
was accurate.
Only two of the county's eight high-speed machines were tested.
That's because last Thursday the county was scheduled to begin
programming its optical-scan machines for the Nov. 4 election.
Officials expected the machines would reject the same ballots again.
But that didn't happen. During a first test of 160 ballots, the
machines accepted three of them. In a second test of 102 ballots, the
machines accepted 13 of them, and rejected the others. When the same
ballots were run through the machines again, 90 of the ballots were
accepted. (All of these numbers come from the Sun-Sentinel story about the test. Election officials could not be reached to confirm the numbers.)
Wennet's attorney, Gerald Richman, who witnessed the tests firsthand,
provided Wired.com with more details about the test, which, if
accurate, clearly endorse his belief that the machines are highly
unreliable.
Richman told Wired.com that four ballots that had previously been
rejected by a high-speed machine were examined by a county canvassing
board and deemed to have clearly marked legitimate votes that should
have been read by the machines. When the four ballots were run through
each of the two high-speed machines again, three of the ballots were
accepted and read by both machines this time, but the fourth ballot was
again rejected.
Richman said the county then re-scanned two batches of 51 ballots each
that had initially been rejected for having no vote cast in the
judicial race, but that were found in a manual examination to contain
legitimate votes for one candidate or the other. The first batch of 51
ballots were found to have legitimate votes for Abramson. The second
batch of 51 ballots were found to have legitimate votes for Wennet.
In the ballots containing votes for Abramson, 11 of the 51 ballots that
had previously been rejected as undervotes were now accepted by one of
the machines as having legitimate votes, and the remaining 40 ballots
were rejected as having no vote. In the ballots containing votes for
Wennet, the same machine accepted 2 ballots and rejected 49.
The same two batches of ballots were then run through the second
high-speed optical-scan machine. This time, the machine accepted 41 of
the Abramson ballots as having legitimate votes (up from 11 on the
other machine) and rejected 10 others. In the batch of Wennet ballots,
the machine accepted 49 and rejected 2 -- the exact opposite of the
results from the first machine.
"We just sat there with our heads spinning," Richman said. "It was unbelievable. Nobody has been able to explain it."
Richman said some of the ballots that were correctly marked were
rejected, while other ballots that the machines read in the test should
have been rejected by the scanners. These ballots were marked with a
check or "X" instead of the voter filling in the gap in a broken arrow
next to the candidate's name, as the ballot instructed.
Because of the problems in these tests, a second round of testing was
conducted last Friday on six precinct-based optical scan machines out
of a thousand machines the state uses. (These were machines that
counted votes at precincts on election day, not the eight high-speed
machines that counted ballots in the recount.)
According to the Sun-Sentinel,
the six machines functioned properly in that test. But Richman said the
test only involved re-scanning 10 ballots from two precincts to see if
the 10 votes that were initially recorded in the judicial race at those
precincts remained the same in the test.
"We had no time to do more," Richman explained. "Those machines had to
be serviced the following day and reset for the [November] election."
Neither Palm Beach County officials nor Florida's secretary of state
have responded to several calls for comment. Sequoia Voting Systems
also has not responded to a call to explain why some of its high-speed
machines rejected legitimate ballots. Sequoia has likely been
preoccupied with another issue involving its optical-scan machines in
Washington, D.C., where hearings are being held to examine why a
Sequoia system mysteriously added 1,500 phantom write-in votes to the
Sept. 9 primary election totals in one precinct and calculated a total
of 4,759 votes cast in the precinct where only 326 were actually cast.
The company has blamed the issue on static discharge or mishandling of a memory cartridge by poll workers.
Back in Florida, Richman has compiled an affidavit
(.pdf) describing the results of the tests conducted on Palm Beach
County machines to submit in Wennet's suit. But Richman, who is on Sen.
Barack Obama's legal team, says the problem isn't only how the machines
malfunctioned in the recount and the tests, but how the problem might
not have been uncovered at all if the judicial race hadn't been so
close that it required a manual examination of the undervote ballots.
"[Ordinarily] nobody looks at ballots that have been counted by the
machine," Richman said. "Normally there is a presumption that whatever
the machine does is correct, and you only look at the overvotes and
undervotes in a hand recount. Which is a problem, because if [the
margin of victory] is not within a quarter of 1 percent, you never get
to a hand count. If there were mistakes involving other races, we'll
never know what the mistakes were."
Douglas Jones, a professor of computer science at the University of
Iowa who has consulted with a number of states on voting machine
issues, said the problem with the machines is likely inconsistent
calibration among machines.
Jones blamed the federal voting system standards by which voting
systems are tested and certified. He says the federal standards don't
set a threshold for what should be an acceptable number of scanning
mistakes and calibration decisions are thus left to the companies that
make them.
"This is an area where our voting system standards are virtually
silent," he said. "The voting-system standards only require perfect
counting of perfectly marked ballots. They don't have anything to say
about how the machine counts ballots marked by real people in real
elections. The standards don't govern one of the most important things
about the machines."
Jones also blamed election officials who fail to properly test machines
before elections or who leave pre-election testing and setup of
machines for vendors to do, rather than doing it themselves.
"That's the norm, that the vendor sets up the machines," Jones said.
"And my experience is that counties that contract with the vendor to
operate the voting system generally don't do anything to monitor the
performance of that contract."
In 2004 in Napa County, California, an optical-scan machine made by Sequoia failed to count more than 6,000 votes,
because the Sequoia employee who set up the machine failed to calibrate
it to read certain kinds of pens that voters used to mark their ballots.
Florida is expected to be a fierce battleground in the presidential
race. If Obama or Sen. John McCain wins with a large-enough margin,
there will never be reason for a recount that might uncover the kinds
of mistakes that were revealed in the primary aftermath.
If there is reason for a recount, the time frame to conduct it could be
a problem, considering how long it took to complete multiple rounds of
recounts in the judicial race. Florida state law gives counties only 12 days after a general election
to certify election results (counties have only 7 days after a primary
to certify results), which provides little time for a complicated or
problematic recount to be resolved -- that is, unless the state
canvassing board refuses to accept problematic recount results, as it
did in the judicial race this year.
In the 2000 presidential race, state officials weren't as
accommodating. At the time, Florida's law allowed counties only 7 days
to certify results from a general election, and then-Secretary of State
Katherine Harris refused to extend the deadline on Nov. 14 to allow
counties to conduct a manual recount of the paper ballots that were
cast in the disputed presidential race. The state Supreme Court
overruled her and extended the deadline by to Nov. 26. But when Palm
Beach County requested an additional extension to finish counting the
last 1,000 ballots, Harris refused and certified George Bush the winner by fewer than 600 votes. Palm Beach County completed its hand recount two hours after the deadline passed.
Smith's Verified Voting group led the national charge to replace
paperless touchscreen machines with optical-scan machines and other
machines that produce voter-verified audit trails. She said it's not
enough to have paper ballots: Palm Beach and other counties using
optical-scan machines need to have robust pre-election and
post-election testing of machines to make certain they're calibrated
correctly and that they're reading a wide range of pencils and pens
that voters use to mark their ballots. They also need robust manual
audits to randomly compare a sample of cast ballots with the machine
tabulation rather than waiting on a close race and a recount to catch
problems with the machines.
It's unclear if Palm Beach County will be able to test its systems in
the manner Smith describes for November. According to a news report,
the county has asked Sequoia to examine all eight of its high-speed optical scanners next week.
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